Monday, July 16, 2012

Healthcare Expenditures of the Uninsured and Under-insured


     
 In 2008, health care expenditures were over $2.3 trillion.  This amount is considerably more than the $714 billion spent in 1990 and over eight times the $253 billion in 1980 (Kaiser, 2010).  As the cost of health care continues to increase consumers, employers, and the government struggle to keep up.  While it is quite apparent that expenditures are increasing at a fantastic rate, what is not so apparent is why.  Equally frustrating is determining how the problem can be fixed.  The 2008 presidential campaign focused heavily on health care reform with both major parties announcing reform proposals.  After his election, President Obama released the Fiscal Year 2010 budget which included eight principles for health care reform.  With the release of the budget, President Obama proposed to set aside $634 billion in a reserve fund specifically for health care reform (KFF Org, 2010).  Despite a number of oppositions (from both sides of the political coin), the Affordable Care Act (ACA) was signed in as a law on March 23, 2010.         Considered to be landmark legislation, the ACA was developed in an attempt to alleviate the crushing cost of health care.  The ACA’s primary goal is to help provide affordable care to every individual starting in 2014.  Reforms provided by the ACA are also expected to “end some of the worst abuses of the insurance industry” (HealthCare.gov, 2010).  In effect, the ACA was established to “enhance the quality of care for all Americans” (Whitehouse.gov, 2010).  The question remains, however…How will this reform affect the most vulnerable in our society?  According to the Center for Disease Control (CDC), in 2010 there were 59 million Americans without health insurance which was an increase of four million from 2009.  If the health care reform proceeds as planned how will it affect these millions of Americans?  The reforms proposed by the ACA are expected to ensure health care coverage for all individuals, but close attention needs to be paid as to how these reforms are implemented to make sure that those whore without coverage now will be covered in the future and that the many that are underinsured are still able to afford care.
The plight of the underinsured and the uninsured is not new to this country.  It has been an ongoing problem which has been addressed many times over.  For decades individuals, physicians, researchers, the government, and third party groups have tried to figure out ways in which to protect this very vulnerable group of people.  As medical research and practice continued to advance, more and more individuals were in need of insurance.  In 1940, only 9% of the US had medical insurance and the demand was increasing at an alarming rate (Sultz & Young, 2011).  As this demand grew, insurers were able to deal with the increasing costs by spreading out premiums over larger groups of peoples.  As a result, more than 74% of Americans were covered by insurance by the year 1996 (Sultz & Young, 2011).  The bulk of the insurance, however, was provided by large private companies.  In the 1940’s, a number of bills were proposed to aid those who were unable to afford care or private insurance costs.  None of these proposals were ever brought to a vote.  In the 1950’s, actions were made by Congress to help individuals who were receiving public assistance to obtain affordable health care.  “This action permitted, for the first time, Federal participation in the financing of medical care for costs incurred by public assistance recipients” (Hoffman, 2007).  Around this time, Congress realized that the number of aged individuals requiring access to medical care was increasing as well.  In 1965, as a result of the perceived needs of low-income individuals and families and the growing elderly population, Congress passed legislation to help those who were unable to afford private insurance and the aged who were requiring more extensive and lengthier care.  This legislation marked the birth of the Medicare and Medicaid programs in the US.


Health Insurance for the Aged and Disabled, more commonly known as Medicare, was first implemented in this country in 1966.  At its inception, Medicare covered most individuals over the age of 65 with coverage extended to patients with end-stage kidney disease, those entitled to Social Security benefits for at least two years, and individuals who are not covered by another insurance who wish to pay a premium for Medicare coverage in 1973.  In 2001, patients with Lou Gehrig’s disease were also granted coverage.  In a nutshell, Medicare provides assistance in the cost of hospital inpatient care, home health aide, nursing facilities, and hospice care.  Additional support can also be received (at little to no cost) for doctor’s visits, specialty care (dentist, chiropractor, and podiatrist), and outpatient hospital care and extended home health aide, and other services.  Medicare can also provide assistance with the cost of prescription medications.  In the middle of the year of 1966, when Medicare was first introduced, around 19 million consumers enrolled.  By 2007, that number had risen to 44 million (Hoffman, 2007).  Coverage under Medicare provides older individuals (65 and up) with healthcare at little to no cost depending on the services provided.  For the most part, this patient population is made up of people who are no longer working and bringing in a regular paycheck but who are more likely to need significant medical care and/or hospitalization.
In addition to providing assistance to the aged population, The Social Security Act allowed for the provision of care for individuals and families with low income.  Medicaid became a law in 1966 and “is the largest source of funding for medical and health-related services for America’s poorest people” (Hoffman, 2007).  Though the framework for Medicaid is established by Federal guidelines, each state is responsible for its own individualized program in regard to eligibility, type/scope of care, duration of care, and ratio of payment (if any) made by the recipient.  Such state to state differences in eligibility requirements can lead to a great deal of


frustration and confusion as a patient may be eligible for coverage in one state but not in another.  Despite these differences, however, Medicaid was established to help those who are unable to pay for medical care or private insurance.  Like Medicare, Medicaid’s goal is to significantly decrease the number of Americans who are without health insurance.
When discussing vulnerable population groups in relation to health care and insurance, we must also consider the children.  The State Children’s Health Insurance Program (SCHIP) of the Social Security Act allows expanded coverage and aid to uninsured children of lower income families.  SCHIP’s goal is to provide care for the children who were previously falling through the cracks of the system.  Children of lower income families who were ineligible under previous guidelines are now able to receive assistance.  Under provisions established by the program, a child may be eligible for assisted aid even if the parent is not.  Generally these programs provide coverage for doctor’s visits, hospital care, routine care, specialized and long-term care, and prescription medications.
            The Affordable Care Act makes many changes not just inside the health care industry,
but within all industries. The ACA seemingly takes the steps necessary to assure not only the
uninsured, but the under-insured will have some sort of health care coverage. The health care
reform law requires that all Americans have health insurance, which means employers will need
to prepare for a new wave of employees who will need insurance coverage. With health care
costs rising and salary increases remaining small, employers may need to get creative when it
comes to compensation and benefits in 2011 to ensure they communicate their value effectively
and motivate and engage employees. For example, cost-conscious employers may offer more
benefits to attract and retain talent, such as flexible work options, including adjustable work
schedules or telecommuting. Vacation buy and sell programs, where employees can purchase or
sell back extra vacation days to their employer, are another low cost creative option likely to gain


appeal. (Marzulli, 2011).
            With all the changes coming about due to the new Affordable Care Act there are many
employers having to search for creative and innovative ways to cut costs. One of the creative
ways employers seem to be turning to are wellness incentive type programs which include but
are not limited to the following: education, preventive care, fitness and nutrition. (Loehrke,
2011). The employers who have developed wellness programs have recently been asking their
employee's to voluntarily provide a health risk assessment. Does this mean that your employer is
delving into your personal affairs? Not necessarily. Employers cannot require medical
information unless they reasonably believe that the employee cannot or will not be able to
perform an essential function of their job due to a medical condition, or if the employee may
pose a threat to themselves or others due to that condition. (Loehrke, 2011). Thus, many
employers are still trying to find ways to decrease health care costs. 
            Decreasing health care costs is a goal of employer's even for employee's who take care of
aging loved ones. It's no surprise that employees who care for older relatives may cost employers
more in terms of reduced productivity and higher absenteeism. A recent study by the Met-Life
Mature Market Institute now finds that family caregivers tend to have higher health care costs as
well. The study estimates that United States employers pay 8 percent less per year in health
care costs for employees without those responsibilities. This could potentially cost
United States employers $13.4 billion per year, according to the report. (Baker, 2010). Among
the chronic conditions more prevalent in caregivers than non-caregivers: depression, costing one
particular company an estimated $6,380 in increased medical expenses; hypertension combined
with coronary artery disease, costing $30,073; and diabetes costing $14,979. (Baker, 2010).
            Within some companies it looks like employee's are being receptive to the creative ideas
their employers are having. Is this because employee's are realizing that these programs could


save them money in the long run too? "Only 31 percent of employees who had negative feelings
about the way their medical benefits were handled felt good about their health care plans"
(Wells, 2010).
             Bear in mind that the new health care reform act protects many individuals who would
soon be uninsured, and/or, underinsured, some due to ineligibility. "Claims auditors estimated
that an average 3 percent to 8 percent of enrolled employees' dependents would be ineligible.
Assuming a $1,900 average annual cost per dependent, savings can be substantial.  Plans with 3
percent ineligibility per 10,000 dependents would save $570,000; those with 8 percent
ineligibility might net a return of about $1.5 million" (Wells, 2010).  Many of these previously
ineligible individuals are adult children who will now remain covered until age 26. (Tyler, 2010).
The previous savings employer's have by not covering these individuals may now be a potential
cost increase and possibly force some employers to increase premiums for health care coverage
of their employees', spouses and dependents.  "A recent analysis by Hewitt Associates reports
average premium increases for 2009-2010 at 6 and 6.9 percent, respectively, and projects an 8.8
percent average premium increase for 2011" (Loehrke, 2011). Who will be impacted by the
provision requiring employers to make coverage available for all children until they turn 26?
Beginning in 2014, even an adult child who has access to coverage through his or her employer
will be eligible for coverage through a parent's plan. This impact may be substantial with a
projected increase of up to 4 percent of total plan costs. This impact should be minimal for plans
which are employees only. (Tyler, 2010).  The financial incentive to change to employee only
coverage appears strong, many employers are not at this time saying they expect to make the
change to employee only coverage. The financial incentive is strong especially since coverage
generally costs employers much more than the $2,000 per employee annual penalty as addressed
within the health care reform act. (Tyler, 2010). Employers are simply looking at the difference
in cost of insuring an employee compared to the cost of the penalty.  This means that business


leaders look at benefits from a cost standpoint. If the burden is more in providing coverage then
they will more than likely drop the benefit of dependent coverage for their employees. (Tyler,
2010). This would mean dependents, and in some cases spouses would be amongst the millions
of uninsured. Employers are finding additional changes for their previously uninsured employees
as regulated within the new ACA law.
            Many employers have found themselves in a quandary and in need of guidance from the
government on how to interpret the Affordable Care Act which was signed into law in March
2010. One of the pieces of this reform act employers seem to be looking for is how to define full-
time employee status. The employers are asking for specifics on how to measure the 30-hour
workweek requirement for a full-time status. (Sammer, 2011).  This change in the law means,
employees who did not meet full-time status before and were ineligible for health care coverage
may now meet the requirement. So, what does this mean to you and your employer? What this
means is if you were previously considered part-time you could possibly now by law be deemed
full-time and eligible to receive the benefits of a full-time employee. What it means for your
employer is they would now be required to provide the same health care benefits, as they do to
all full-time employees. "Growth in the average total health benefit cost per employee in the
United States picked up steam in 2010, rising 6.9 percent to $9,562" (Miller, 2011). There is a
provision within the Affordable Care Act for employers with health plans in existence when the
law was signed to be "grandfathered". This provision has several regulations not released until
June 17, 2010 by the Obama administration. (Miller, 2011). According to the regulations, a
sponsor that wants to keep a plan grandfathered cannot cut or significantly reduce benefits, raise
co-insurance charges, raise co-payment charges by more than $5, adjusted annually for inflation,
raise deductibles significantly, reduce employer contributions by more than 5 percentage points,
or change insurance companies. (Tyler, 2010). These grandfathered plans still could not exclude
coverage of pre-existing conditions or set annual or lifetime coverage limits, but they can avoid


the reform law's requirements for additional reporting on employees' W-2 tax forms. (Tyler,
2010). Many employers' view the additional W-2 reporting requirements in the top provisions
impacting costs.  (Tyler, 2010).
            We have already started to see changes come about from the ACA. Beginning in June
of 2010 we started seeing Medicare beneficiaries who reach the Part D "donut hole" get a $250
rebate and a change toward those with pre-existing conditions being offered insurance until
2014. (Lankford, 2010). In September 2010 the provisions for covering dependent children up to
age 26 was revealed. We also saw the new regulation requiring insurers to cover certain
preventive services and prevention of imposing lifetime limits on the dollar value of coverage.
They also can no longer rescind coverage except for fraud, or exclude pre-existing conditions on
children. So far for the 2011 year Medicare recipients will now get free preventive services and a
50% discount on brand-name drugs purchased in the Part D donut hole. (Lankford, 2010).  We
also saw reimbursements for over-the-counter drugs in tax-favored medical accounts become
disallowed.  The projection for 2013 is for Flexible spending account contributions to be limited
to $2,500 per year. (Lankford, 2010). However, the threshold for deducting medical expenses on
a tax return rises from 7.5% to 10% of adjusted gross income, those age 65 and older are exempt
through 2016. In 2014 according to the new law we will see all U.S. citizens and legal residents
being required to have health insurance. There will be penalties of $95 or 1% of income, rising to
$695 or 2.5% of income in 2016. We will also see people younger than 65 who earn up to 133%
of the poverty level become eligible for Medicaid, and a tax credit for those singles earning
$44,000 or less, and $80,000 or less for families to buy coverage.  In 2018 health plans will be
hit with a 40% tax on the portion of coverage worth more than $10,200 for individuals or
$27,500 for families. (Lankford, 2010).
            Another change began at the start of 2011. Individuals who earn more than $85,000 or
$170,000 if married filing jointly will have to pay a high-income surcharge for Part D premiums.


(Lankford, 2010). The law does appropriate $5 billion for a high-risk pool, in effect from June
2010 until 2014 to help people otherwise locked out of the insurance system to buy subsidized
policies. The new pool's policies must cap annual out-of-pocket spending at $5,950 for
individual coverage or $11,900 for families (not including premiums). (Lankford, 2010).
            Despite the positive changes for United States citizens there is a great deal of negativity
regarding the ACA as it is currently written. "Dan Wolterman, president and CEO of  Memorial
Hermann Health System in Houston says it's because the law is flawed and needs revisions.
However, he does say that the ACA offers a platform to begin a necessary realignment of the 
stakeholders in the provision of quality healthcare. However, he's concerned, as are many other
senior healthcare executives who participated in a survey by Health Leaders magazine. They feel
that the law as written pays disproportionate attention to access. In other words, insuring the
uninsured. "(Betbeze, 2010). Mr. Wolterman states, "The pay or play provisions on both the
employer and individual are set much too low. Incentives are strong to opt out. I don't believe in
the intermediate term that the number of uninsured will go down. In fact, we run a very good
chance that they will go up as employers opt out. Penalties were set artificially low
intentionally." (Betbeze, 2010).  In the Health Leaders survey many respondents express concern
that the access problem can't be fixed without massive change in the delivery system, addressing
such concerns as fee-for-service financial incentives that have been left in place during the
transition period.  Wolterman goes on in saying "The federal government is cutting their
reimbursement and disproportionate share funding. If you improve your quality, your
reimbursement per unit of service will go down and your bottom line will go down as
well."(Betbeze, 2010). When asked about the law's provision of an independent payment
advisory board under the executive branch, Wolterman says, "If you read the fine print in the
law, this is not an impartial group, it's not accountable to Congress, and it fundamentally changes
how Medicare rates and budgets have been done. Although they can override the board's


decision, they would have to substitute other cuts to take the place of anything they override. Not
a lot of people in our industry understand that implication." (Betbeze, 2010).
            There is a question of whether there will be enough providers to take care of everyone.
Younger physicians are wanting a life outside of their practice with fewer hours there is the
pressing need for more primary care. Congress inacted the ACA requiring all citizens of the
United States to have health insurance, but the law does not make provisions for the increased
need of health care providers. In the years ahead, there is the looming reality of millions
of uninsured entering the health care system, never mind the crunch of the aging baby boomers
 eventually needing not only medical help, but also government assistance. Physicians are facing
the reality of a 23% Medicare pay cut that was scheduled to take effect December 1, but which
was subsequently delayed by Congress. Nearly 13% of 516 responses to a recent survey done by
American Academy of Family Physicians said they would consider no longer seeing patients if
Congress failed to override the mandatory pay cuts. (Commins, 2011). This demonstrates a
serious threat to Americans' access to healthcare. This will make many patients, children, their
parents, and their grandparents face the all too real prospect of losing their doctors. The cuts by
Medicare could force doctors out of business. If that happens all patients in the community
would lose access to needed healthcare regardless of the type of insurance coverage.  So, in
essence it would be like Medicare patients were uninsured or underinsured. But, we have to face
the stark reality that our physicians are also a business. They cannot continue to run that business
 if 30% of their customers were going to reduce their payments by 25% or more. (Commins,
2011). "Although health care providers debate their individual and personal obligations to
provide uncompensated care, the system itself finessed the problem for a long time by shifting
the costs of care from the uninsured to the insured. This unofficial but practical approach to
indigent care was ethically tolerable as long as the reimbursement system for paying patients was
so open ended that the cost of treating the uninsured could easily be passed on to paying


patients." (Sultz, 2011).  
            The primary goal of today’s health care reform is to ensure quality health care to all individuals in this country regardless of age, race, health status, or socioeconomic background.  It is the steps that must be taken in order to achieve this goal that come into question.  There is concern among some primary stakeholders who fear they may not receive what they believe they are entitled.  There are others who feel the need to guard what they already have and who don’t want to give up anything even if it means allowing those who have little (or nothing) equal access and care.  People (and businesses) don’t want to feel as if they have less at the end of this journey than when they started.  At best, it is individuals and businesses holding tight to what they have for fear of losing it all.  At worst, it is the age-old tug of war between the Haves and the Have Not's.  A small sample of the stakeholders affected by the ACA includes the consumers, employers, and healthcare facilities.
            “First and foremost among health care stakeholders are the patients who consume the services” (S&Y, 2011).  It is the consumers, the people, the ACA is attempting to protect with proposed reforms with those who are presently uninsured being the biggest beneficiaries of the legislation.  According to the Census Bureau, 16.7% of people in America did not have health coverage in 2009.  This percentage is equal to 50.7 million individuals.  In the same year, the number of individuals with insurance actually dropped from 255.1 million in 2008 to 253.6 million (the first decrease since data collection began regarding health insurance in 1987). The reforms put into action by the ACA are “expected to extend coverage to over 30 million individuals who would otherwise be uninsured by 2019” (McMorrow, 2010).  As noted earlier, the end result of these reforms can be a good thing.  Some consumers, however, are concerned that they will lose some of their coverage and access due to these reforms.  Because Medicaid


and Medicare enrollment parameters will be expanded with the ACA some individuals who were not previously eligible for the programs now will be.  As a result, these individuals may no longer be eligible for the plans they previously subscribed to.  Because some private facilities choose not to accept Medicaid and Medicare because of their low rates of return, the individuals might have to find different providers.  In addition to the possibility of losing their providers, consumers fear that the health care system simply will not be able to tolerate a sudden influx of 30 million new patients.  It’s a reasonable concern as “a general shortage of primary care physicians has become increasingly apparent as more physicians enter lucrative specialties” (McMorrow, 2010).  Though there are provisions in place to help with the emergence of such issues, some consumers are still worried.  The ACA was established to help protect the people of this country, yet some feel that it may do a great deal of harm to those individuals who don’t really fit into either side of the insured/uninsured coin before it reaches its full potential.
            Employees, too, are feeling the pressure of the reforms proposed by the ACA.  Starting in 2010, tax credits were made available to small businesses that offer health insurance plans to their employees.  These tax credits will increase from 35% of health premiums paid to 50% in 2014.  “The credit is designed to encourage small employers to offer health insurance coverage for the first time or maintain coverage they already have” (IRS.gov).  Large employers (more than 50 full-time employees) are not being offered such incentives.  Instead, larger companies who choose not to offer insurance to their employees will be penalized.  Referred to as “Pay or Play”, this provision could cost large companies $166.67 per month for every full-time employee, excluding the first 30 (Healthcapital.com).  Because of these reforms, some employers fear they may have to ask employees to pay a higher percentage of health care premiums.  Other businesses may drop coverage completely and simply offer higher wages to compensate. 


Regardless of the outcome for each business, the attempt to insure those who previously were without insurance while at the same time maintaining affordable coverage for those already insured is a matter many businesses are struggling with.
            Health care facilities are the final group of stakeholders in this sample who will be drastically affected by health care reform in this country.  The expected number of newly insured individuals in this country as a direct result of the ACA is 30 million.  This number is expected to generate around $40 million in revenue for hospitals by 2019 (Berenson & Zuckerman, 2011).  Though this sounds like a generous amount of money, the increase will not be seen across the board nor will it actually end up being quite that amount.  “Some types of hospitals have historically provided more care to uninsured patients, and these hospitals are likely to gain the most in terms of revenue increase for the mostly uncompensated care they have been providing to these patients” (Berenson & Zuckerman, 2011).  In addition to this, hospitals have agreed to certain provisions in regard to Medicaid and Medicare reimbursement rates that will significantly offset the new revenue generated by the 30 million newly insured patients.  Of concern, is not how much money each facility is likely to make as a result of insuring the previously uninsured, but how these facilities will keep up with the increased demand for services.  As previously noted, the number of primary care physicians has decreased recently.  With a decrease in providers available and an increase in consumers looking for care there are few other places for individuals to find care besides the hospital.  The incidence of emergency rooms being used for non-emergent situations is likely to increase as is time waiting to be seen by a nurse or physician.
            The Affordable Care Act is very altruistic in its design, however with the way it is currently written does the new law effectively provide for those who are uninsured or under-insured, or will it cause some currently insured to become uninsured? There are many


Republicans, and Democrats alike, who are attempting to repeal this law. Some simply because of the way it is written, others because the impact to small businesses stands the potential to be devastating to their bottom lines. The ultimate questions of this law still remain unanswered: Will all individuals have some sort of health insurance? and Who/How is this going to be paid for? The law provides that many individuals without insurance will become insured under Medicaid, but under what eligibility requirements? Another question comes to mind when discussing eligibility: How does someone now become eligible under Medicaid, when they were not prior to this law?
            The ACA opens itself up to a lot of questions not just by the Republican Party, but by Democrats, as well as, all United States citizens. Many have looked forward to this kind of law for decades; however will any health care reform law make everyone happy? Or, will the problems it attempts to resolve continue for many more decades to come? Even though the ACA makes requirements for all individuals to have health care coverage, will it ultimately create even more uninsured due to some of its regulations? We have discovered that employers of all sizes will have to make accommodations in their benefits. We have found that even adult children up to the age of 26 will be allowed to remain on their parent's health insurance, even if they are employed themselves. We have learned that there are and will be penalties, not just to employers, but to individuals who are uninsured. Does the Affordable Care Act leave more unanswered questions than it attempts to resolve? This is something that only you can decide. 
                          Written by C. Ball, RN; A. Holmes, RN and M. Lawrence, RN


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